-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFEKt82IjgSUNnktmih61VCJeS3jUUoaK3SuaIslx2eorz1hUWvaIxPzH/3VYVrr Ygzth3quabzlsTXfXM7hkg== 0001047469-98-013325.txt : 19980402 0001047469-98-013325.hdr.sgml : 19980402 ACCESSION NUMBER: 0001047469-98-013325 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980401 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HAUPPAUGE DIGITAL INC CENTRAL INDEX KEY: 0000930803 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 113227864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47449 FILM NUMBER: 98585244 BUSINESS ADDRESS: STREET 1: 91 CABOT COURT CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5164341600 MAIL ADDRESS: STREET 1: 91 CABOT COURT CITY: HAUPPAUGE STATE: NY ZIP: 11788 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LCO INVESTMENTS LTD CENTRAL INDEX KEY: 0001027331 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 36 FITZWILLIAM PLACE CITY: DUBLIN 2 IRELAND STATE: L2 ZIP: 00000 SC 13D/A 1 SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 13D Under the Securities Exchange Act of 1934 HAUPPAUGE DIGITAL, INC. (Name of Issuer) LCO INVESTMENTS LIMITED (Names of Person Filing Statement) COMMON STOCK, PAR VALUE $.01 PER SHARE (Title of Class of Securities) 419131-10-7 (CUSIP Number) CRAIGH LEONARD, ESQ. RICHARDS & O'NEIL, LLP 885 THIRD AVENUE NEW YORK, NEW YORK 10022 (212) 207-1200 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 19, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. / / SCHEDULE 13D CUSIP NO. 419131-10-7 (1) Name of reporting persons. . . . . . . . . . . LCO INVESTMENTS LIMITED S.S. or I.R.S. identification Nos. of above persons . . . . . . . . . . . . . . . (2) Check the appropriate box if a (a) / / member of a group (see instructions) . . . . . . . . . . . . . . (b) / / (3) SEC use only . . . . . . . . . . . . . . . . . (4) Source of funds (see instructions) . . . . . . . . . . . . . . WC (5) Check if disclosure of legal proceedings is required pursuant to items 2(d) or 2(e) . . . . . . . . . . . . . . / / (6) Citizenship or place of organization . . . . . . . . . . . . . . . . . GUERNSEY, CHANNEL ISLANDS Number of shares beneficially owned by each reporting person with: (7) Sole voting power. . . . . . . . . . . . . . . 215,000 (8) Shared voting power. . . . . . . . . . . . . . None (9) Sole dispositive power . . . . . . . . . . . . 215,000 (10) Shared dispositive power . . . . . . . . . . . None (11) Aggregate amount beneficially owned by each reporting person . . . . . . . . . . . 215,000 Page 2 of 5 Pages (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). . . . . . . . . . . . . . . . . / / (13) Percent of class represented by amount in Row (11). . . . . . . . . . . . . 4.89% (14) Type of reporting person (see instructions). . . . . . . . . . . . . . . . . CO Page 3 of 5 Pages HAUPPAUGE DIGITAL, INC. SCHEDULE 13D AMENDMENT NO. 1 This Amendment No. 1 to Schedule 13D is being filed in connection with the sale of 110,000 shares of the Common Stock of Hauppauge Digital, Inc. (the "COMPANY") by LCO Investments Limited ("LCO INVESTMENTS"), which sale brings LCO Investments' percentage ownership of the Common Stock below five percent of the outstanding Common Stock of the Company on the date hereof. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) Item 5(a) is amended to reflect that as of the date hereof, LCO Investments beneficially owns 215,000 shares of Common Stock, which constitutes 4.89% of the 4,394,102 shares of Common Stock which are believed to be the total number of shares of Common Stock outstanding on the date hereof. LCO Investments is the direct beneficial owner of such shares. ERSE Trust (as the 100% owner of LCO Investments) and CAP Advisers Limited (as the sole trustee of ERSE Trust) are beneficial owners of such shares for purposes of this Item 5(a). (e) The date on which LCO Investments ceased to be the beneficial owner of more than five percent of the number of shares of Common Stock outstanding on the date hereof is March 19, 1998. [THE REMAINDER OF THE PAGE PURPOSELY LEFT BLANK] Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. LCO INVESTMENTS LIMITED Dated: March 26, 1998 By /s/ Craigh Leonard ---------------------------- Craigh Leonard Attorney-in-Fact Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----